Description
To provide delegates with an overview and understanding of the FCA’s client money rules with reference to the CASS rule sourcebook and how it applies to their firm.
What you will learn
- an overview of the FCA Client money rules
- the key and popular points you need to know
- the pitfalls
- the hot topics
- the FCA’s radar – what to look out for
- the FCA’s intentions
- what they test you for if you receive a visit
- what sort of questions do they ask?
- what you need to do to implement and safeguard your Client money
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