ICA Know your Regulator: UK Financial Services

Description

Keep up with regulatory changes from the FCA and PRA for 2024/25 and showcase your expertise.

For compliance professionals navigating the UK financial services landscape, a deep understanding of the local regulatory environment is not just beneficial—it's essential. In an era of rapid change and heightened scrutiny, mastering the nuances of regulatory developments empowers you to safeguard your organisation, mitigate risks, and seize opportunities.

This course delves into the key regulatory developments shaping the industry through 2024/25. Gain actionable insights that not only keep you informed but empower you to strategically focus your efforts for the upcoming year.

  • Approaches to regulation – understand who the FCA and PRA are and what, why and how the industry is regulated
  • Enforcements – see how the regulators investigate, the powers of enforcement and lessons learned from the previous 12 months
  • Practical insight – discover what regulator developments mean in practice and how they impact the industry
  • Regulatory outlook – horizon scan the year ahead.
  • Thought leadership – support your understanding and efforts in regulatory developments to better effect change.

What you will learn

This course covers:

  • Introduction to the UK regulators
  • Focus on the FCA
  • Key regulatory responsibilities: Consumer Duty, financial crime prevention and the Senior Management & Certification Regime (SM&CR)
  • Enforcement action
  • Important publications in 2024
  • Forward look at priority areas

Further information

International Compliance Association (ICA)
Provider:
International Compliance Association (ICA)
Duration:
-
Locations:

Contact Information

International Compliance Association (ICA)

Fort Parkway
Birmingham
B24 9FD