About this course
The industry-standard qualification for compliance officers and managers.
Get the right mix of technical knowledge and skills to drive a positive governance, risk and compliance culture at your firm.
- Regulation – discover why it is needed, lessons learned from history and how to manage the regulatory relationship
- Behavioural compliance – understand the principles and how they work in practice
- Corporate governance – learn to implement effective governance and the benefits for your firm
- Regulatory risk management – identify emerging opportunities and threats, understand systems and controls, and learn how to design a compliance risk management programme
- Take your career to the next level with this internationally recognised diploma. Awarded in association with Alliance Manchester Business School, the University of Manchester.
What you will learn
- The need for regulation and lessons from history
- Managing the regulatory relationship
- Understanding behavioural compliance
- Achieving effective corporate governance
- Effective regulatory risk management
- The role of the compliance function
- The role of the compliance professional
Recent reviews
Sessions focused on particular themes, such as Ethics, help you focus and refine your perspectives.
Joseph C16 Oct 26
Allen was a great tutor who got me thinking, kept me engaged and opened my mind to different perspectives. The hour was full of useful information and laughter. It was a very enjoyable session
Natasha M16 Oct 26
Very informative and interactive
Recoya T16 Oct 26