About this course
The industry-standard qualification for compliance officers and managers.
Get the right mix of technical knowledge and skills to drive a positive governance, risk and compliance culture at your firm.
- Regulation – discover why it is needed, lessons learned from history and how to manage the regulatory relationship
- Behavioural compliance – understand the principles and how they work in practice
- Corporate governance – learn to implement effective governance and the benefits for your firm
- Regulatory risk management – identify emerging opportunities and threats, understand systems and controls, and learn how to design a compliance risk management programme
- Take your career to the next level with this internationally recognised diploma. Awarded in association with Alliance Manchester Business School, the University of Manchester.
What you will learn
- The need for regulation and lessons from history
- Managing the regulatory relationship
- Understanding behavioural compliance
- Achieving effective corporate governance
- Effective regulatory risk management
- The role of the compliance function
- The role of the compliance professional
Recent reviews
Super engaging and easy to follow
Megija S15 Sep 26
Allen was great at facilitating and keeping the flow going. The scenario was very good, made us think and participate, putting knowledge into practice. Very happy to have joined.
Martina L11 Sep 26
Allen is such an enthusiastic and knowledgeable Tutor he ensures everyone is engaged and makes the training interesting.
Lee C11 Sep 26