About this course
The role of the Head of Compliance is highly complex with personal accountability. Written by experienced senior practitioners, this certification provides an engaging and interactive learning experience, supported by practical tools to empower you to deliver the role effectively and to demonstrate your competence to the regulator.
What you will gain
- Navigate the role– understand the key responsibilities and unique challenges of this complex senior function (SMF16)
- Regulatory policies and frameworks – through practical examples, discover best practice about robust corporate governance and how to embed workable solutions in your business
- Stakeholders – enhance your skill set to manage relationships with boards and regulators effectively
- Decision-making – gain the tools to build your confidence, make informed decisions, and withstand challenge
- Networking - share experiences and insights with fellow Heads of Compliance
What you will learn
This certification covers:
- Key responsibilities of a Head of Compliance role
- First 90 days
- Regulatory policies, procedures and standards
- Oversight Framework
- Management and influence of business stakeholders
- Cultivating a culture of compliance
- Building and maintaining effective relationships with regulators
- Personal confidence and resilience
Recent reviews
I enjoyed the course, and liked that it was online. The course structure was useful and applicable to the industry. My cohort was engaging in seminars as well as myself which I think adds further value to the course. However I believe further guidance on the assessment would have been useful, for example providing distinction-graded submissions on previous topics, so candidates can understand what level is expected, as well as a marking scheme so we understand where we would gain our points from. Within my board exams completed in the past the marking scheme is provided for written essays and helps to clarify how the work is reviewed. I find in this course the marking is not transparent. The feedback was nice, however my feedback received would have been difficult to achieve within the wordcount, hence having seen examples beforehand would have been helpful and i'd better understand the score i got (merit).
Overall I was very satisfied with this course and I gained my qualification. I liked the way the Tutor ran the sessions and there was always time for you to ask questions and have them answered.