Chief Compliance Officers (CCO) Programme

Description

This advanced 5-day course in compliance risk management will refine your understanding of how to align, manage, and implement a compliance vision that supports your firm’s mission with behavioral integrity as the cornerstone.

A long term senior financial services executive who is currently a dean and professor with over 20 years’ experience in compliance and risk, the course instructor combines a range of learning methods to examine:

• the integrative nature of compliance in the overall firm mission and corporate governance structure
• behavioral compliance; the emerging field that focuses on the use of social science concepts in psychology and economics to influence behavior built upon integrity and values
• the appropriate development and use of risk metrics
• the development of a corporate compliance culture and the CCO's challenge in influencing communication and organisational behaviour 
• the integrative nature of compliance in the risk spectrum
• the development and management of an end-to-end compliance programme
• today's most pressing compliance and risk challenges such as stressing testing and CCAR