Description
This three day training programme has been developed for professionals working in the financial services industry globally and covers:
- What is Anti-Financial Crime (AFC) compliance?
- The programme will review financial crimes including bribery and corruption, cybercrime, fraud, market abuse, money laundering, sanctions, terrorist financing, and weapons proliferation
- Review of the international AFC compliance regime for financial services firms
- Responsibilities of regulators, firms, senior management and staff
- Should firms be doing more to combat financial crime?
- What is your firm’s AFC strategy?
- What are the financial crime risks in achieving your firm’s commercial ambitions?
- Role and responsibilities of the AFC Compliance Function
- Being an AFC Compliance Officer/Money Laundering Reporting Officer (MLRO)
- Working with senior management, business lines, control functions, and regulators
- Risk identification, measurement, assessment and management
- Are you complying?
- Maintaining policies and procedures, systems and controls: best practices
- The importance of keeping good records
- Customer due diligence – do you really know your client?
- Suspicion reporting – what should you report? – when should you be suspicious?
- Are human beings your weakest link? Delivering effective training and awareness
- Challenges of investigations, enforcement and litigation
- Programme will include many casestudies reviewing lessons to be learnt from enforcement actions, and many typologies.
What you will learn
- Provide advanced training on AFC compliance requirements
- Increase awareness and understanding of risk-based AFC compliance best practices
- Provide practical tools for AFC compliance.
+ 44 (0)20 7779 8543
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